Compliance Made Easy
Automate supervision, centralize record keeping, and provide your team with a single source of truth.
Compliance Made Easy
Automate supervision, centralize record keeping, and provide your team with a single source of truth.
Digital Audit Trail
Track all advisor communication in one location, reducing preparation time & costs.
Automate Supervision
Manage by exception, spending more time on the reviews that matter most.
Seamless Communication
Centralize your communication trail for enhanced confidence & compliance readiness.
Multiple Lines of Business
Conduct suitability for the account, portfolio & household levels.
Digital Audit Trail
Track all advisor communication in one location, reducing preparation time & costs.
Automate Supervision
Manage by exception, spending more time on the reviews that matter most.
Seamless Communication
Centralize your communication trail for enhanced confidence and compliance readiness.
Multiple Lines of Business
Conduct suitability for the account, portfolio & household levels.
Chosen by Canada's Fastest Growing Wealth Firms
An award winning trade surveillance & suitability solution. With adaptable architecture, automated reviews, and multi-dealer support, Risk7 boosts efficiency and meets CIRO regulations.
You will be in good company
Chosen by Canada's Fastest Growing
Wealth Firms
An award winning trade surveillance & suitability solution designed for modern compliance needs. With adaptable architecture, automated reviews, and multi-dealer support, Risk7 boosts efficiency and meets CIRO regulations.
You will be in good company
Enabling Wealth Firms to
Focus on What Matters Most
Daily Alerts Dashboard
Automate Trade Reviews
Escape the burden of manual processes and paperwork. Instantly visualize risk, auto clear exceptions, and quickly address regulatory issues.
Case Management
Audit Trail Management
Quickly access all communication in a centralized location, effortlessly maintaining a comprehensive digital audit trail for regulatory compliance.
Transaction Search
Access Transaction History
Effortlessly access transaction history with the click of a button. Generate reports instantly for quick audit preparation and informed decision-making.
KYC Dashboard
Stay Ahead of KYC
Supervisors receive instant alerts for trades with overdue KYC, and advisors can proactively manage upcoming requirements within 30, 60, and 90 days.
Approved Product List
Eliminate Spreadsheets
Transition to a centralized platform for advisor approval lists, streamlining audit processes & connecting risk scores to suitability.
Enabling Wealth Firms
to Focus on
What Matters Most
Daily Alerts Dashboard
Automate Trade Reviews
Escape the burden of manual processes and paperwork. Instantly visualize risk, auto clear exceptions, and quickly address regulatory issues.
Case Management
Audit Trail Management
Quickly access all communication in a centralized location, effortlessly maintaining a comprehensive digital audit trail for regulatory compliance.
Transaction Search
Access Transaction History
Effortlessly access transaction history with the click of a button. Generate reports instantly for quick audit preparation and informed decision-making.
KYC Dashboard
Stay Ahead of KYC
Supervisors receive instant alerts for trades with overdue KYC, and advisors can proactively manage upcoming requirements within 30, 60, and 90 days.
Approved Product List
Eliminate Spreadsheets
Transition to a centralized platform for advisor approval lists, streamlining audit processes & connecting risk scores to suitability.
Discover why Risk7 is your
Trusted Compliance Partner
Request a demo today and witness firsthand how our compliance solution can simplify your business.
Discover why Risk7 is
your Trusted
Compliance Partner
Request a demo today and witness firsthand how our compliance solution can simplify your business.
Discover why Risk7 is
your Trusted
Compliance Partner
Request a demo today and witness firsthand how our compliance solution can simplify your business.